Compliance Belongs in the Boardroom

Andrew B. Heineman

Healthcare executive and governance leader. 15+ years building compliance programs that protect organizations, inform governance, and enable growth — from the C-suite and the boardroom.

Practitioner. Director.
Both — by design.

Andrew B. Heineman is a healthcare compliance, risk, and governance executive with more than 15 years of experience advising Boards of Directors, audit and compliance committees, and executive leadership teams across complex, highly regulated healthcare organizations. His experience spans payer, provider, value-based care, and healthcare services companies, with deep expertise in enterprise risk management, regulatory oversight, privacy, and ethical culture.

He builds and leads compliance programs that protect patients, providers, and the organization, navigate regulations effectively, and give the board confidence that risk is being managed — not just reported. That dual orientation, facing both the executive team and the governance layer, is precisely what he brings to a board seat.

His career spans enterprise risk management at Cincinnati Children's Hospital Medical Center, Chief Compliance and Privacy Officer at Peak Health, eight years across progressive compliance, risk management, data governance, and litigation roles at Humana, and foundational legal experience at regional law firms and a local county prosecutor's office. He holds the Certified in Healthcare Compliance (CHC) credential and currently serves as Chair of the Trinity High School Alumni Board of Directors. He is a paid member of HCCA, with professional affiliations including ASHRM, IAPP, and SCCE.

Andrew brings a pragmatic, business-aligned approach to compliance and governance that protects enterprise value while enabling innovation and long-term growth — and a governance orientation that extends naturally to board service in PE-backed healthcare, value-based care, and health technology.

15+
Years of healthcare, legal, compliance, and risk management experience across health plans, academic medical centers, and growth-stage companies
CHC
Certified in Healthcare Compliance, Health Care Compliance Association, 2025. Paid HCCA member; professional affiliations with ASHRM, IAPP, and SCCE
CCO
Currently serving as Chief Compliance Officer in PE-backed healthcare — practitioner-level expertise, actively applied
Chair
Chair, Trinity High School Alumni Board of Directors (2024–2026); board member since 2020 — six years of active board service

Expertise that serves
both roles

The same knowledge that makes an effective CCO makes a distinctive board director: deep regulatory fluency, governance structure experience, and the practitioner judgment to know when a risk is theoretical and when it is real. The OIG's 2023 General Compliance Program Guidance (GCPG) makes this expectation explicit — directing healthcare boards to evaluate the compliance resources and expertise they need to fulfill their oversight obligations, and recommending that large entities establish a dedicated Board Compliance Committee separate from audit and finance. Beyond the guidance, the strategic advantage of a compliance expert in this regulatory environment is clear. Andrew fills that gap.

Regulators across industries have arrived at the same conclusion: boards need directors who can evaluate compliance programs and advise on strategic oversight, not just receive reports about them. The landmark Delaware decision In re Caremark International Inc. Derivative Litigation (698 A.2d 959, Del. Ch. 1996) established that boards bear a fiduciary duty of oversight, with the court holding that failure to implement reasonable compliance information and reporting systems can constitute bad faith and a breach of the duty of loyalty. Delaware courts have since extended that duty to executive officers as well. The governance skills involved — risk program evaluation, regulatory interpretation, audit committee engagement, and the ability to distinguish genuine compliance from performed compliance — are not sector-specific. They transfer. What Andrew brings is both the healthcare-specific regulatory depth and the governance orientation that makes compliance expertise durable across industries and board contexts.

01

Compliance Program Leadership

Designing and running enterprise compliance programs across health plans, academic medical centers, and PE-backed growth companies. As a board director, this translates directly: the ability to assess whether a company's program is genuinely effective or merely performing compliance.

02

Regulatory Risk & Governance

Deep fluency across CMS, OIG, and state regulatory landscapes, including Medicare Advantage FDR requirements and ACO program rules. In the boardroom, this means converting regulatory complexity into risk posture a board can actually act on — not just receive as a report.

03

AI, Data & Privacy Governance

Operational experience with HIPAA program design, data governance frameworks, and AI deployment in clinical and administrative settings. Boards increasingly face AI-related oversight obligations with no practitioner on the governance team to evaluate them honestly.

04

PE-Backed Healthcare Growth

Building compliance infrastructure under private equity ownership — acquisition integration, new service line expansion, and investor timeline pressures — without sacrificing regulatory integrity. As a board director, this is an uncommon combination of operational credibility and governance judgment.

05

Strategic & Financial Value

Compliance expertise at the board level is not a defensive posture — it is a financial asset. Proactive compliance programs protect enterprise value, accelerate M&A due diligence, improve deal terms, and unlock market access that non-compliant organizations cannot reach. A 2019 Diligent Institute study of S&P 500 companies found that companies experiencing corporate crises fueled by governance deficits underperformed their sectors by 35% on average in the year following the incident, and that top-quintile governance performers outperformed bottom-quintile peers by 15% over a two-year period. A board director who can evaluate compliance program maturity — not just receive reports about it — is a direct input to long-term financial performance and exit readiness.

Career
highlights

A track record built across three distinct healthcare verticals. Each role deepened the operating expertise that now informs the governance perspective he brings to board service.

Chief Compliance Officer
2024 – Present

Leading compliance and ethics across a PE-backed ACO and value-based care enablement company — partnering with the Board, Compliance Committee, and executive leadership on program maturation, risk governance, and strategic alignment.

Chief Compliance & Privacy Officer
2023 – 2024

Built and led the compliance and privacy program for a provider-owned health plan — including CMS and state DOI regulatory relationships, Board and Audit Committee engagement, and enterprise HIPAA programming.

2022 – 2023

Led enterprise risk management at a top-ranked academic pediatric medical center — collaborating with executive leadership and the Board on risk governance, Joint Commission alignment, and institutional insurance oversight.

Multiple Roles, Progressive Compliance Leadership
2014 – 2022

Eight years across four progressive roles spanning compliance risk management, FWA investigations, enterprise data governance, and healthcare litigation — supporting Medicare Advantage and Medicaid across Humana's Retail Segment.

Legal & Regulatory Foundation
Regional Law Firms & County Prosecutor's Office
2008 – 2014

Foundational experience across healthcare litigation defense, regulatory investigations, and privacy law — the practitioner grounding that informs a compliance leader's understanding of enforcement exposure and legal risk.

Chair, Alumni Board of Directors
Trinity High School
2020 – 2026

Six years of volunteer board service, including as Chair of the Alumni Board of Directors (2024–2026) — providing governance oversight, strategic input, and institutional leadership.

Writing & speaking

Article  ·  HCCA Forthcoming

Compliance as a Governance Function: What Boards Should Expect from Their CCO

A practitioner's case for repositioning the Chief Compliance Officer as a governance-level function with direct board accountability — and what that means for nominating committees evaluating compliance talent.

Panel  ·  HIPAA Summit Presented

Alignment of HIPAA and 42 CFR Part 2: Lessons Learned and Compliance Best Practices

Panelist at the Virtual 43rd National HIPAA Summit alongside Tabitha Gaffney, Julie Seitz, and moderator Milada Goturi — examining the practical compliance intersections between HIPAA and 42 CFR Part 2 substance use disorder privacy protections.

Panel  ·  Ethico Ethicsverse Presented

How to Panic About AI Agents (The Right Way)

Panelist on Ethico's Ethicsverse series — a practitioner-grounded discussion on how compliance and ethics leaders should think about AI agent risk, governance frameworks, and the difference between productive caution and counterproductive fear.

Panel  ·  Opal Group Presented

Built In, Not Bolted On: Designing Healthcare Innovation with Compliance at the Core

Panelist with Samantha Kelen and Ross Ronan at the Opal Group's Transforming Healthcare with Emerging Technologies conference — examining how compliance functions as a design principle in healthcare innovation rather than a downstream control.

Speaking  ·  SCCE Presented

Being a Team of One Doesn't Mean Being Alone: Practical Tips for Success as a One-Person Compliance Department

Presented with Shawn Marchese at SCCE's Compliance in Smaller Organizations virtual conference — practical frameworks for solo compliance practitioners navigating resource constraints without sacrificing program integrity.

Commentary  ·  LinkedIn Active

Healthcare Governance & Compliance Commentary

Regular practitioner-grounded commentary on healthcare regulatory developments, AI governance in clinical settings, board oversight of compliance programs, and the evolving CCO function.

Operating expertise.
Governance perspective.
Ready now.

Most boards seeking compliance expertise get a retired regulator or an outside counsel. What they rarely get is a current practitioner — someone actively managing the same risks they're being asked to oversee, in a comparable organization, right now.

The OIG's 2023 General Compliance Program Guidance directed healthcare boards — including those at PE-backed companies and health plans — to evaluate whether they have the compliance expertise needed for effective oversight, and recommended creating a dedicated Board Compliance Committee separate from audit. Andrew's board bio details the operating track record, regulatory depth, and governance orientation that answer that directive directly.

Download Board Bio
  • Healthcare compliance, risk, and governance executive with 15+ years advising Boards of Directors, audit and compliance committees, and executive leadership across payer, provider, value-based care, and healthcare services organizations
  • Current CCO at Honest Health (ACO and value-based care enablement); prior Chief Compliance and Privacy Officer at Peak Health (provider-owned health plan); prior Director of Risk Management at Cincinnati Children's Hospital Medical Center
  • Eight years at Humana across compliance, risk management, data governance, and litigation leadership roles supporting Medicare Advantage, Medicaid, pharmacy, and in-home healthcare operations
  • Active board service: Chair, Trinity High School Alumni Board of Directors (2024–2026); board member since 2020
  • Certified in Healthcare Compliance (CHC), 2025; paid HCCA member with professional affiliations including ASHRM, IAPP, and SCCE
  • The OIG's 2023 General Compliance Program Guidance explicitly directs healthcare boards — including PE-backed companies and health plans — to evaluate whether they have the compliance resources and expertise needed for oversight; Andrew's profile is a direct answer to that directive
  • Active conference speaker and panelist: HCCA (forthcoming article), SCCE (July 2025), Opal Group (October 2025), Ethico Ethicsverse (March 2026), and the 43rd National HIPAA Summit (April 2026)

Let's connect

Whether you're a PE-backed healthcare company evaluating board composition, a search firm identifying compliance-credentialed director candidates, or a peer working through the governance dimensions of healthcare compliance — Andrew welcomes the conversation.

The views and opinions expressed on this site are solely those of Andrew B. Heineman in his personal capacity and do not represent or reflect the views, positions, or opinions of his employer or any organization with which he is affiliated. The content on this site is intended for informational purposes only and does not constitute legal advice. For legal guidance, please consult a licensed attorney.